Decision Notice – CIRO Hearing Panel Issues Reasons for Decision on Penalty in the matter of Ryan Rilloraza Manalang
A hearing panel of the Canadian Investment Regulatory Organization (CIRO) under the Mutual Fund Dealer Rules has issued reasons for its decision on sanction. The hearing panel had imposed the following sanctions on Ryan Manalang: a) a fine of $22,000; and b) completion of an ethics or industry course acceptable to CIRO Staff. Ryan Manalang […]