Decision Notice – CIRO Hearing Panel issues Reasons for Decision in the matter of Carlos (Ricardo) Gonzalez-Ticas
Following a settlement hearing held on September 25, 2025, pursuant to the Mutual Fund Dealer Rules, a hearing panel of the Canadian Investment Regulatory Organization (CIRO) issued its reasons for decision in the matter of Carlos (Ricardo) Gonzalez-Ticas on October 22, 2025. The hearing panel's reasons for decision are available at: Re Gonzalez-Ticas 2025 CIRO […]