Decision Notice – CIRO Hearing Panel issues Reasons for Decision in the matter of Darren Clayton Carrigan
Following a settlement hearing held on December 13, 2024, a hearing panel of the Canadian Investment Regulatory Organization (CIRO) found that, pursuant to the Investment Dealer and Partially Consolidated Rules,Darren Clayton Carrigan engaged in unapproved outside business activities. The hearing panel issued their reasons for decision on January 17, 2025, which are available at: Re […]