Decision Notice – CIRO Hearing Panel issues Reasons for Decision in the matter of Andrew John Lougheed
Following a sanctions hearing held on July 17, 2025 pursuant to the Investment Dealer and Partially Consolidated Rules, a hearing panel of the Canadian Investment Regulatory Organization (CIRO) imposed the following sanctions on Andrew John Lougheed: a) a fine of $20,000; b) disgorgement of $74,531; and c) a prohibition from registration in any capacity with […]